Sunday, 27 September 2020

Greek Dramatists vs. Filmmakers : Sophocles x Kurosawa



'Wonders are many, and none is more wonderful than man.' 
- Sophocles, 'Antigone'

The most fascinating aspect of anthrôpos (άνθρωπος, Greek for 'human being') as a biological species is the intellectual ability to understand ourselves. Nothing is more valuable than self-knowledge : through an appreciation of oneself, we get to understand our potentials and limitations and hence lead to a fulfilling and optimistic existence. The great dramatists through human history engage us with the eternal questions about human nature. They challenge us with dilemmas, they stage sufferings of their characters and tragic circumstances that lead to the audiences' empathy, and above all, their brilliant words and images leave lasting impressions and inspire humanity. Sophocles and Akira Kurosawa both lived in truly exciting eras : for the Greek dramatist, the century when Athens were at its most prosperous; and for the Japanese filmmaker, the 20th century. Yet there is an aspect common between them – their humanistic approaches to their work. Through their respective art forms, Sophocles and Kurosawa explored what humanity could achieve and what pitfalls might arise due to the character flaws. The reason why they are so memorable is not because of a drive to win competitions or peer recognition, but because of their high moral standings - their genuine care for other fellow human beings.

It makes sense to start from an understanding of the intellectual backgrounds for the two artists, to see the contextual issues that motivated them to explore further in their work. Much of Sophocles's life coincided with the golden era of Athens. Through the leadership of a successful politician known as Pericles, Athens have enjoyed an era of direct democracy and cultural heights. Pericles embraced reason and cherished human values through his governance. He also encouraged artistic and cultural activities and reinforced the civilized aspect of this ancient polis. Indeed Pericles and Sophocles have likely collaborated before – as the politician has served as a 'producer' to the dramatist's work. The producers, which were the patrons for the tragedian and sponsored the production of the tragedy in the competition at City Dionysia, was a testament to the civic values of Athens. If the playwright won the competition, the patron would win esteem from his peers, and that explained the motivations behind the members of aristocratic class to sponsor and support these public events.

Another agon very evident in the 5th - 4th century BC in Greece was the interactions between different intellectual schools and philosophers. It was the age when the nomos-physis debate reached its apex. That was the age when Socrates, widely considered as the father of Western Philosophy, lived and engaged with others on knowledge in Athens. He shifted the focus of philosophical inquiry from the concerns of the natural philosophers in the Pre-Socratic era to a human-centered perspective, focusing on human knowledge and morality. The debate intensified due to the emergence of the first generation of Sophists, who were paid educators especially for the richer ones. The Sophists committed to the belief that knowledge could be taught, and the use of language could lead one to succeed in a debate (even if his viewpoint was defective and weak). Many of these ancient teachers were great orators, and they treasured the gift of excellent public speaking, which was an important skill for anyone to achieve political success in Athens. The positions of the Sophists were far more radical than Socrates : the nomos-oriented Protagoras believed that human was the standard who measured all things; and the physis-oriented Thrasymachus asserted that justice was reserved for the stronger ones by nature. Much of Sophocles's life resided in this cultural hub of Classical Greece, and he lived a long enough life to witness the rise and fall of Athens, from the age of Pericles to the threat of Peloponnesian War.

If Sophocles had the fortune to participate and contribute to an exciting era of Athenian culture, then Akira Kurosawa was just as fortunate to witness cinema from its earliest days to an era where cinema stood as a forefront to technology – the dawn of 21st century. Born in the decade when D. W. Griffith was trying his hands on revolutionizing a new art form, Kurosawa developed an interest in both painting and cinema at a young age, watching classics of silent cinema like 'Battleship Potemkin' and 'The Threepenny Opera'. While influenced by the films of John Ford and Sergei M. Eisenstein, Kurosawa was also influenced by other artists and thinkers, from Shakespeare to Dostoevsky to Nietzsche. The ghosts of psychological realism, psychoanalysis and existentialism lurked on many of Kurosawa's films, announcing their relevance to any future audience. While Kurosawa often admitted that he 'didn't understand much about movies', his perceived lack of understanding has already influenced many members of New Hollywood Cinema and European Art Cinema of the 1960s-1970s, and he continued to exert influence on the filmmakers of Asia and USA from the 1980s. His significant contributions to film art led to his acclamation as the Shakespeare of cinema.

Sophocles and Kurosawa were both stylists in their own rights. They understood the meticulous choice of style could enhance the intensity of tragic conflicts and addressed the content they wanted their viewers to contemplate about. Both artists in particular excelled in the techniques of contrast in their masterpieces. The successful ingredient of a Sophoclean tragedy is the idea of 'reversal of fortune'. For the characters in a Sophoclean play, their actions would almost always lead to some misfortunes they did not deserve. The irony is that often the actions were well-intentioned – the audience can easily appreciate that the character just wanted to do something constructive about the situation they found themselves in, yet due to a combination of factors we will explore later, often lead to tragic outcomes. For Oedipus, he just wanted to find out the truth of his past and stopped the plague that haunted his kingdom. For Jocasta, she just wanted to make Oedipus free from mental turmoils. For Antigone, she just wanted to fulfill her duties and buried his dead brother, no matter what negative political status he was designated. For Creon, he just wanted to be a successful and wise ruler. For Deianeira, she just wanted to bring her husband Heracles back. They all believed in something, and were committed to action to make things happen, yet they all suffered at the end of the day, ending in unhappiness, loneliness and the loss of their lives. Sophocles exposed to us a truth many of us are not willing to confront – human existence contains more problems than solutions.

Sophocles used different techniques to address the inevitable conflicts and reversal of fortune commonplace in humanity. Sophocles was gifted with staging agon (struggles) in his plays. His use of stichomythia heightened the conflicting values between two different characters, foreshadowing that one of them would lose the struggle and faced the dire consequences of their personal beliefs. What is more disturbing is that the two opposing perspectives often have respective merits, meaning that the abandonment of one of the perspectives would have tragic implications : we would lose something valuable from the struggle, and there were seldom all-win situations at the end of the day. Sophocles also adopted enjambment in many of his plays, meaning that he deliberately 'broke' a complete verse in two lines. That provided a 'cliffhanger' effect for the line, and the audience would feel much tension when the character delivered the line – much like a 'jump-cut' in the modern cinema. In some cases the 2 parts of the same line might show dissonance from each other, enhancing its dramatic impact. Sophocles knew how to give the most ironic dramatic effect possible, as noted from 'Antigone'. Using a hyporchema (lively dance song) from the chorus, the audience might think Creon has finally changed his mind and acquitted Antigone from her 'crime', and a happy ending was in place for everyone. Yet what we are then met with is the complete opposite : Antigone committed suicide for her beliefs, followed by the death of Creon's wife and son. This twist of fate could find its descendants in films like Hitchcock's 'Vertigo', and demonstrated the complete reversal of fortune for all the stakeholders in the story, and hence provided a significant emotional impact for the audience.

Kurosawa also appreciated the use of contrast for dramatic effects. Taking inspirations from Sergei M. Eisenstein, Kurosawa adopted montage editing in many of his action scenes. Coupled with his use of very dynamic camera shots, that led to a kinetic and visceral impact for the viewers, as in films like 'Rashomon', 'Seven Samurai' and 'Yojimbo'. Kurosawa pioneered the use of analytical editing in action sequences, and juxtaposed a few different sets of action in the same sequence, which differs in camera distances, directions, and angles. A well noted formalism was the 'A-B-A' style : like when a warrior was riding a horse, the continuous movement was broken down into 3 components, with a long shot-closeup-long shot arrangement. This trick gave the illusion of a very dynamic movement for the viewers, arousing their emotional excitement. Kurosawa was also among the first filmmakers to use slow-motion shots in action cinema, as in 'Seven Samurai'. The approach of slow-motion editing would be further developed by directors like Sam Peckinpah in his own approach to action sequences.

Regarding the characters, Kurosawa often included characters with contrasting and distinct personalities in his films. The characters often were members from different social classes (such as Rashomon, Seven Samurai, The Hidden Fortress, High and Low, Kagemusha), they had conflicts of interests (Yojimbo, Sanjuro, Ran), or had stark contrasts in terms of personality (Stray Dogs). Through the specific circumstances these characters had to interact with each others and sorted out the problems together, which at the same time exposed the issues hidden in human existence and mapped out the irreconcilable conflicts that drove historical progress. 

'What dangerous enterprise have you in mind?' 
- Ismene to Antigone, 'Antigone'

Though Sophocles and Kurosawa often had pessimistic and cynical views regarding our species, they both shared a confidence for Man to achieve his potential. For both artists, the most important thing to look out for is to appreciate our limitations - for Sophocles, the appreciation of the distinctions between humans and gods, and for Kurosawa, the acquisition of self knowledge. Many Sophoclean characters are larger than life : intelligent, resourceful and confident like Oedipus; possession of form beliefs and sense of morality like Antigone; courageous and strong like Ajax, Philoctetes and Orestes; passionate and empathetic like Jocasta, Electra and Deianeira. O These are all positive attributes of humanity that can lead to a successful and fulfilling life, yet these characters had the misfortune to misplace these characteristics in the wrong context. In a sense, they were going too far and were not recognizing the limitations of humanity. Moreover, Sophoclean characters had character flaws : they were often stubborn (Oedipus, Antigone, Creon); had a strong sense of pride and hubris (Oedipus, Ajax, Philoctetes); often made poor or problematic judgement under the influence of passion (Deianeira, Electra, Jocasta); and were never yielding to other people's perspectives (basically every characters I have just mentioned). By committing a fatal flaw (harmatia), they were soon entrapped by various misfortunes. The ancient viewers, with foreknowledge about the background myth, wished to see the characters successfully avoiding their miserable fate, yet everyone knew that these characters would not change – because those were the very personalities that defined what they were. The stories of Sophoclean characters can drive any viewers emotional – we feel bad for Oedipus, because he is so good. 

'You are too fond of dark obscurities.'
-Oedipus to Teiresias, 'Oedipus Rex'

The 'Ode to Man' from 'Antigone' best illustrated this sentiment. The choral song celebrated the potential of humanity to conquer, control and solve the problems since the earliest days. On the surface, Sophocles celebrated the spirit of Athens through the ruler-ship of Pericles, who treasured rationalism and humanism. Yet like much of the design of the play itself, the attitude in this Ode was ambivalent – especially with the choice of the word 'deinos', which meant both 'wonderful' and 'terrible' at the same time. One can easily think of Kubrick's '2001: A Space Odyssey' in this respect, too. While the words were celebrating the intelligence of humans, the characters in 'Antigone' were committing some genuinely unintelligent behaviors, and there might an example of ironic contrast from Sophocles. The chorus was also cautious to note that humans have not yet found a solution to conquer Death – and this inevitable endpoint of human existence would continue to pose as the ultimate challenge, for the various characters in the play to confront.

In the films of Kurosawa, we can also find talented and resourceful individuals. From 'Sanshiro Sugata', 'Seven Samurai', 'The Hidden Fortress', 'Yojimbo', 'Red Beard' and so on, we can find characters who are expert in their respective fields, and they often have developed their own philosophies regarding their expertise. Yet, success did not come easy. They had to possess the motivation to experiment, accepted failure through the journey and learnt from mistakes. They should also learn from their apprentices, so that they could develop a fuller understanding about the big picture, without losing sight of the alternative perspectives from others. They had to be cautious of corruption from their environment and within themselves (Throne of Blood, Ran, The Bad Sleeps Well, Drunken Angel), to avoid destruction of social order and moral degradation. 

'Where are you now, divine prognostications!'
-Jocasta mocking the oracles, 'Oedipus Rex'

It has been mentioned before that almost all Greek tragedies had a divine dimension to it. Divine interventions were commonplace in these myths, meaning that we cannot make sense of the story in a purely secular approach. Divinities were prominently featured in Sophocles's plays, yet I do not think his motivation was theological or religious in any sense. It is fair to say that Sophocles wanted us to explore the 'Fate versus Free Will' question, yet to him fate was never an excuse to ignore one's moral responsibility. The intelligent Oedipus solved the riddle of the Sphinx, that has haunted many through his times : the creature that walked on four legs when born; two legs when grown up; three legs when old. The answer was exactly the mystery Oedipus had to solve and understand about through his tragic life - 'Man'. Through his misfortunes and experience he has endured, Oedipus has come to understand what that meant to be human, as the testament to Sophocles's vision of humanism. A mere mortal may not be able to control his fate, yet one can be noble and be accountable for the actions he has taken, to live a moral and optimistic existence.

Kurosawa's cinema is a secular one – it is human-centered and seldom involve any spiritual themes. Films like 'Rashomon' and 'Ran' has led some critics to conclude that the filmmaker was an atheist, or in some cases similar to the Atomist views of an indifferent God, from the ideas of Epicurus and Lucretius alike. For 'Rashomon', a sense of Nietzschean perspectivism was rampant. Yet even if we do not know the truth of the murder at the end, that does not mean we should fall into a sense of ethical nihilism. Kurosawa believed in his fellow humans' ability to have a moral compass in their minds. When the old farmer saw the abandoned infant, he was willing to commit a moral action and took care of the baby. After all, having a rational mind and moral conscience are the features that distinguish us from other biological organisms.

'Till at last he is schooled in wisdom.'
-Chorus,'Antigone'

Sophocles and Kurosawa believed that we have the power and wisdom to leave behind our animalistic and anti-social nature and achieve a sense of self-actualization through our limited existence in the human world. Sophocles and Kurosawa have once been mortal, yet their wills to strive for the best interest of humanity will certainly be immortalized.


Sophocles plays mentioned : Oedipus Rex, Antigone, Electra, Ajax, Philoctetes, Women in Trachis

Kurosawa films mentioned : Sanshiro Sugata, Drunken Angel, Rashomon, Seven Samurai, The Bad Sleeps Well, Throne of Blood, The Hidden Fortress, Yojimbo, Sanjuro, High and Low, Red Beard, Kagemusha, Ran 


by Ed Law 
Conatus Classics